Financial Industry Resources

Below are links to financial industry resources that Global Language Solutions has compiled for your convenience.

Gramm-Leach-Bliley Act of 1999
http://banking.senate.gov/conf
Privacy provisions related to the collection, transfer and sharing of financial information concerning consumers by various institutions.

Sarbanes-Oxley Act of 2002 (SOX Act)
www.sec.gov/spotlight/sarbanes-oxley.htm
http://news.findlaw.com/hdocs/docs/gwbush/
sarbanesoxley072302.pdf
SOX Act of 2002 created new compliance requirements and placed restrictions on U.S. and foreign public companies.

U.S. Securities and Exchange Commission (SEC)
www.sec.gov

NASD
www.nasd.com